The client agreement and the disclosure document set out what the manager will do, what it will charge and what risks the client takes. They are central to both registration and day-to-day client onboarding.
What this usually involves
- Fee structure and its presentation to clients
- Risk factors and conflict-of-interest disclosures
- Onboarding, KYC and client communication
How we help
We draft the full set so that it matches the mandate you will offer.
Enquire about Client agreement and disclosure document Back to PMS
Frequently asked questions
How long does it take to set up Client agreement and disclosure document?
The timeline depends on the product, how ready your documents and information are, and the regulator’s review. We give a realistic estimate in the proposal and update it as the work progresses.
Do you guarantee regulatory approval?
No adviser can. Approval rests with the regulator. What we do is prepare your structure, documents and filings to the standard the process demands and manage the process closely.
Can we engage you for only one stage of the work?
Both are possible. Most clients engage us across structuring, documentation, regulatory execution and launch readiness, but you can engage us for a specific stage.
Do you support us after launch?
Yes. Our Launch Readiness workstream and post-incorporation support help you onboard investors and meet your ongoing obligations.
How do I get started?
Share a short brief about your fund or offering. We will revert to discuss scope and next steps.
Related PMS options
- Service models Discretionary mandates Portfolio managed at the discretion of the manager.
- Service models Non-discretionary mandates Investment decisions approved by the client.
- Service models Advisory mandates Investment advice and recommendations.
- Setting up a PMS Registration with SEBI Entity, eligibility and the registration application.
- Setting up a PMS Client agreement and disclosure document The documents every client relationship rests on.
- Setting up a PMS Operational compliance What the portfolio manager must maintain after registration.
Speak to Finleaf
Planning a fund, a PMS or a listing? Let’s structure it properly from the start.