In a discretionary mandate the portfolio manager takes investment decisions for the client within the agreed mandate, without needing approval for each trade. This model puts the most responsibility on the manager, so the client agreement and the investment approach need to be precise.
What this usually involves
- Scope of the manager’s authority in the client agreement
- Investment approach and disclosure to the client
- Fees, reporting and handling of conflicts of interest
How we help
We draft the client agreement and disclosure document around the mandate you intend to offer.
Frequently asked questions
How long does it take to set up Discretionary mandates?
The timeline depends on the product, how ready your documents and information are, and the regulator’s review. We give a realistic estimate in the proposal and update it as the work progresses.
Do you guarantee regulatory approval?
No adviser can. Approval rests with the regulator. What we do is prepare your structure, documents and filings to the standard the process demands and manage the process closely.
Can we engage you for only one stage of the work?
Both are possible. Most clients engage us across structuring, documentation, regulatory execution and launch readiness, but you can engage us for a specific stage.
Do you support us after launch?
Yes. Our Launch Readiness workstream and post-incorporation support help you onboard investors and meet your ongoing obligations.
How do I get started?
Share a short brief about your fund or offering. We will revert to discuss scope and next steps.
Related PMS options
- Service models Discretionary mandates Portfolio managed at the discretion of the manager.
- Service models Non-discretionary mandates Investment decisions approved by the client.
- Service models Advisory mandates Investment advice and recommendations.
- Setting up a PMS Registration with SEBI Entity, eligibility and the registration application.
- Setting up a PMS Client agreement and disclosure document The documents every client relationship rests on.
- Setting up a PMS Operational compliance What the portfolio manager must maintain after registration.
Speak to Finleaf
Planning a fund, a PMS or a listing? Let’s structure it properly from the start.